Fund Universe

Thomas J. Herzfeld Advisors, Inc.

CIK 0001509510 · holdings for 2026Q2 (change vs 2026Q1) · in signal universe
Quality Q
0.121
AUM ($M)
326
Positions
129
Turnover
0.29
Top-10 wt
50%
Herfindahl
0.035
History (qtrs)
6
Excess Return
-17.4%

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Quarter
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Holdings · 148 positions · portfolio value $326M

TickerNameActivitySecurity Type WeightΔ Weight Value ($M)SharesΔ Shares Qtrs HeldExcess Return
FSSL funds › FS Specialty Lending Fund ADD 9.9% -2.0% 32.3 2,900,663 +91,936 3 -34.6%
PDX funds › PIMCO Dynamic Income Strategy Fund TRIM 7.0% -2.4% 22.8 1,095,075 -158,273 5
FSCO funds › FS Credit Opportunities Corp ADD 6.0% -0.4% 19.6 3,921,573 +241,638 5
HFRO funds › Highland Floating Rate Opportunities Fund TRIM 5.9% +0.6% 19.1 2,676,474 -39,187 5
GOF funds › Guggenheim Strategic Opp Fund ADD 4.5% +0.7% 14.6 1,336,680 +321,280 3 -28.5%
CUSIP:42804T205 funds › Herzfeld Credit Income Fund, Inc. ADD 4.3% +0.1% 14.1 817,534 +10,319 2
PSUS funds › Pershing Square USA Ltd NEW 3.3% +3.3% 10.7 285,421 +285,421 1 -33.5%
BRW funds › Saba Capital Income & Opport ADD 3.1% -0.1% 10.1 1,544,694 +127,505 5 -22.7%
NSLR funds › Suro Capital Corp ADD 3.0% +2.9% 9.9 788,403 +755,885 2 -3.9% re-entry
CUSIP:269817102 funds › Eagle Pointe Income Company ADD 2.8% +1.5% 9.0 897,140 +503,140 3
JFR funds › Nuveen Floating Rate Income ADD 2.6% +0.8% 8.5 1,111,921 +398,627 5
SABA funds › Saba Capital Income & Opport II ADD 2.3% +0.1% 7.4 891,603 +117,085 5
STK funds › Columbia Seligman Premium Technology Growth Fund ADD 2.1% +1.3% 7.0 129,150 +62,926 5
PDI funds › PIMCO Dynamic Income Fd ADD 2.0% +1.1% 6.5 388,727 +233,867 3 -24.9%
DPG funds › Duff & Phelps Utility and Infrastructure Fund Inc. TRIM 1.6% -0.3% 5.4 360,644 -30,853 5 -3.0%
BSTZ funds › BlackRock Science and Technology Trust II ADD 1.5% +0.9% 5.0 166,033 +83,361 5
RA funds › Brookfield Real Assets Incom ADD 1.5% -0.0% 4.8 369,085 +28,444 5
BTX funds › BlackRock Tech and Private Eq ADD 1.4% +0.8% 4.7 515,402 +234,649 3 +48.2%
TWN funds › The Taiwan Fund Inc ADD 1.4% +0.5% 4.6 47,520 +6,021 5
PAXS funds › PIMCO Access Income Fund TRIM 1.4% -0.8% 4.5 311,965 -128,030 5
TYG funds › Tortoise Energy Infra Corp NEW 1.3% +1.3% 4.3 100,275 +100,275 1 -34.3% re-entry
BPRE funds › Bluerock Private Real Estate Fund TRIM 1.2% -0.8% 3.9 303,336 -59,168 3 -44.4%
KYN funds › Kayne Anderson Energy Infrst ADD 1.2% +0.0% 3.8 276,097 +41,961 2 -4.7% re-entry
KF funds › The Korea Fund Inc ADD 1.2% +1.1% 3.7 49,834 +49,454 5
EMO funds › Clearbridge Energy Midstrm O ADD 1.1% +0.1% 3.7 73,130 +14,107 3 +17.9% re-entry
NML funds › Neuberger Berman MLP Income Fund Inc ADD 1.1% -0.1% 3.6 352,764 +29,238 2 +0.1%
BGR funds › BlackRock Energy and Resources Trust ADD 1.1% +0.0% 3.5 238,075 +56,959 2 +8.6%
XFLT funds › XAI Octagn Flt Rat & Alt Inm ADD 1.1% +0.7% 3.5 198,688 +139,143 2 -23.6%
ASA funds › ASA Gold and Precious Metals Ltd TRIM 1.1% -1.6% 3.5 66,761 -59,124 5
NXG funds › NXG NextGen Intrastruacture Inc Fund NEW 1.1% +1.1% 3.4 53,297 +53,297 1 +36.1%
CHY funds › Calamos Conv & High Income Fund NEW 1.0% +1.0% 3.3 245,638 +245,638 1 +41.7%
CUSIP:76883Y107 funds › Rivernorth Flexible Mun Income Fund II, Inc. ADD 1.0% +0.0% 3.3 243,641 +14,007 5
NCZ funds › Virtus Convertible & Income Fund II NEW 1.0% +1.0% 3.3 205,874 +205,874 1 +21.4%
NCV funds › Virtus Convertible & Income Fund NEW 1.0% +1.0% 3.3 185,909 +185,909 1 -0.9% re-entry
PTY funds › PIMCO Corporate & Income Opp Fund ADD 0.9% -0.1% 3.0 252,532 +2,556 3 -27.7%
LDP funds › Cohen & Steers Limited Duration Preferred and Income Fund, Inc. ADD 0.9% +0.2% 2.9 137,739 +33,948 5
FINS funds › Angel Oak Final Strategies Incm Trm Trst ADD 0.9% +0.0% 2.8 222,390 +28,960 5 -19.5%
BCX funds › BlackRock Res & Commodities Strat Trust ADD 0.8% -0.1% 2.7 238,622 +21,870 2 -26.8%
GHY funds › PGIM Global Short Duration High Yield Fund, Inc. NEW 0.8% +0.8% 2.6 215,331 +215,331 1 -19.8%
BTZ funds › BlackRock Credit Allocation Income Trust NEW 0.8% +0.8% 2.5 245,318 +245,318 1 +2.7%
SDHY funds › PGIM Short Dur Hig yld Opp F ADD 0.7% +0.1% 2.3 138,168 +24,591 5
GAM funds › General American Investors Co Inc TRIM 0.6% -0.0% 2.0 31,935 -726 5
MEGI funds › NYLI CBRE Gbl Infr Megtrnds TRIM 0.6% -0.0% 2.0 129,641 -1,082 5
MFM funds › MFS Municipal Income Trust ADD 0.6% +0.5% 1.9 345,429 +283,592 5
BGX funds › Blackstone / GSO Long-Short Credit Income Fund ADD 0.6% +0.2% 1.9 177,105 +59,238 5 -26.6%
ARDC funds › Ares Dynamic Cr Allocation Fund NEW 0.6% +0.6% 1.9 150,623 +150,623 1 -19.6%
TBLD funds › Thornburg Incm Builder Opp Tr ADD 0.5% +0.0% 1.8 80,479 +10,977 5
PCQ funds › PIMCO Calif Mun Income Fund ADD 0.5% +0.3% 1.7 185,469 +106,243 4 -9.6%
PNI funds › Pimco New York Municipal Income Fund II ADD 0.5% +0.3% 1.6 231,370 +156,246 2 -30.1% re-entry
CEFS funds › Exchange Listed FDS Tr TRIM 0.5% -0.0% 1.6 62,053 -2,557 5
BTT funds › BlackRock Municipal 2030 Target Term Trust ADD 0.4% +0.0% 1.3 56,610 +7,544 5 -17.5%
CUSIP:09257R101 funds › Blackstone Strategic Cred 20 NEW 0.4% +0.4% 1.3 112,665 +112,665 1
DSM funds › BNY Mellon Strategic Mun Bd ADD 0.4% +0.0% 1.2 195,902 +30,970 5
RFM funds › Rivernorth Flexible Mun Income NEW 0.4% +0.4% 1.2 79,341 +79,341 1 -10.0%
MHD funds › BlackRock MuniHoldings Fd In NEW 0.3% +0.3% 1.0 86,578 +86,578 1 -6.4%
MMD funds › NYLI MacKay Defined Term Muni ADD 0.3% +0.1% 0.9 60,688 +16,292 5
PDO funds › PIMCO Dynamic Income Oprnts HOLD 0.3% -0.0% 0.9 66,751 +0 4 -16.8%
JLS funds › Nuveen Mortgage and Income Fund TRIM 0.2% -0.2% 0.8 44,897 -27,742 5
FMN funds › Federated Hermes Prem Muni I NEW 0.2% +0.2% 0.8 66,149 +66,149 1 -16.8% re-entry
NBH funds › Neuberger Municipal Fund Inc. NEW 0.2% +0.2% 0.8 71,978 +71,978 1 -10.5% re-entry
DTF funds › DTF Tax-Free Income Inc ADD 0.2% +0.2% 0.8 65,258 +51,604 2 -29.3%
PMO funds › Putnam Mun Opportunities Tr NEW 0.2% +0.2% 0.7 70,700 +70,700 1 -6.9%
CCIF funds › Carlyle Credit Income Fund ADD 0.2% +0.1% 0.7 263,404 +137,165 4 -58.3%
DMO funds › Western Asset Mortgage Opp Fund Inc. TRIM 0.2% -0.2% 0.7 62,657 -52,230 5
MMU funds › Western Asset Managed Muns Fd NEW 0.2% +0.2% 0.7 63,607 +63,607 1 -9.6%
PMM funds › Putnam Managed Mun Income Tr NEW 0.2% +0.2% 0.6 89,911 +89,911 1 -9.2%
CUSIP:155123102 funds › Central Securities Corp TRIM 0.2% -0.4% 0.6 10,787 -25,718 5
PML funds › PIMCO Mun Income Fd II NEW 0.2% +0.2% 0.6 73,493 +73,493 1 -13.7%
GLD funds › SPDR Gold Tr HOLD 0.2% -0.0% 0.5 1,398 +0 5
AFB funds › AllianceBernstein Natl Mun I NEW 0.1% +0.1% 0.4 33,015 +33,015 1 -10.3%
LEO funds › BNY Mellon Strategic Muns In NEW 0.1% +0.1% 0.4 58,283 +58,283 1 -16.8% re-entry
SBI funds › Western Assest Intm Muni Fd NEW 0.1% +0.1% 0.4 47,641 +47,641 1 -18.4%
CEF funds › Sprott Physical Gold and Silver Trust HOLD 0.1% -0.0% 0.3 8,000 +0 2 -46.7%
SPY funds › SPDR S&P 500 ETF Tr HOLD 0.1% +0.0% 0.3 390 +0 5
EIM funds › Eaton Vance Mun Bd Fd NEW 0.1% +0.1% 0.2 23,905 +23,905 1 -12.4%
RMMZ funds › RiverNorth Managed Duration Municipal Income Fund II, Inc NEW 0.1% +0.1% 0.2 15,802 +15,802 1 -15.6%
TFLO funds › iShares Tr TRIM 0.1% -1.3% 0.2 4,469 -74,999 5
QQQ funds › Invesco QQQ Tr HOLD 0.1% +0.0% 0.2 270 +0 5
HQL funds › Aberdeen Life Sciences Investor TRIM 0.1% -0.0% 0.2 9,191 -1,885 2 +42.4% re-entry
DXYZ funds › Destiny Tech100 Inc TRIM 0.1% -0.7% 0.2 6,588 -76,218 2 -13.0%
MDY funds › SPDR S&P MidCap 400 ETF Tr HOLD 0.0% +0.0% 0.1 150 +0 5
NFLX funds › Netflix, Inc. HOLD 0.0% -0.0% 0.1 1,000 +0 5
TMC funds › TMC The Metals Company Inc HOLD 0.0% -0.0% 0.1 12,911 +0 5
META funds › Meta Platforms Inc HOLD 0.0% -0.0% 0.1 100 +0 5
WIW funds › Western Asset/Claymore Inflation-Linked Opportunities & Income Fund HOLD 0.0% -0.0% 0.1 6,546 +0 2 -30.5%
CUSIP:06759X107 funds › Barings Corporate Invs NEW 0.0% +0.0% 0.0 2,081 +2,081 1
CUSIP:33718W103 funds › First Tr Inter Dur Pfd & In ADD 0.0% +0.0% 0.0 1,985 +223 5
PFO funds › Flaherty & Crumrine Pfd Inco TRIM 0.0% -0.0% 0.0 3,679 -45 5
FXY funds › Investco CurrencyShares Japan HOLD 0.0% -0.0% 0.0 600 +0 5
PGP funds › PIMCO Global StocksPLS Inc. NEW 0.0% +0.0% 0.0 3,144 +3,144 1 -2.8%
AIRJW funds › Montana Technologies Corp HOLD 0.0% +0.0% 0.0 15,307 +0 5
CUSIP:00301W105 funds › Aberdeen Emerging Markets Equity Inc. ADD 0.0% +0.0% 0.0 2,046 +1,379 5
TDF funds › Templeton Dragon Fd Inc. ADD 0.0% +0.0% 0.0 1,533 +758 5
EMF funds › Templeton Emerging Markets Fund ADD 0.0% +0.0% 0.0 649 +220 4 +36.6%
KRSPWS funds › Rice Acquisition Corp 3 ADD 0.0% +0.0% 0.0 14,946 +10,088 2
TSI funds › TCW Strategic Income Fund Inc HOLD 0.0% -0.0% 0.0 3,258 +0 5
CUSIP:617468103 funds › Morgan Stanley China A Sh Fd NEW 0.0% +0.0% 0.0 684 +684 1
NMAI funds › Nuveen Mutli Asset Income Fund ADD 0.0% +0.0% 0.0 1,013 +115 4 +7.5%
MXE funds › Mexico Equity & Income Fd ADD 0.0% +0.0% 0.0 1,103 +533 5
SPKLW funds › Spark I Acquisition Corp NEW 0.0% +0.0% 0.0 6,000 +6,000 1
MXF funds › The Mexico Fund, Inc. ADD 0.0% +0.0% 0.0 600 +246 5
SVXY funds › ProShares Short VIX Short-Term Futures ETF HOLD 0.0% +0.0% 0.0 220 +0 5
ATIIW funds › Archimedes Tech SPAC Partner NEW 0.0% +0.0% 0.0 5,000 +5,000 1
EEA funds › The European Equity Fund Inc ADD 0.0% +0.0% 0.0 993 +221 5
MSD funds › Morgan Stanley Emerging Mkt Debt Fund Inc. TRIM 0.0% -0.4% 0.0 1,412 -171,004 3 -15.9%
NPWRWS funds › Net Power Inc. HOLD 0.0% -0.0% 0.0 32,771 +0 5
PGZ funds › Principal Real Estate Income Fund ADD 0.0% -0.0% 0.0 908 +1 3 -11.5%
JOF funds › Japan Smaller Capitalization Fund Inc TRIM 0.0% -0.0% 0.0 783 -367 5
CLM funds › Cornerstone Strategic Value Fund Inc ADD 0.0% -0.0% 0.0 1,187 +67 5
CEE funds › Central and Eastern European Fund Inc NEW 0.0% +0.0% 0.0 428 +428 1 -17.2%
ASGI funds › Aberdeen Std Global Infrastructure NEW 0.0% +0.0% 0.0 371 +371 1 +12.1% re-entry
ADX funds › Adams Diversified Equity Fund Inc ADD 0.0% +0.0% 0.0 320 +6 5
RVT funds › Royce Small-Cap Trust Inc. ADD 0.0% +0.0% 0.0 409 +7 5
GDV funds › The Gabelli Dividend & Income Trust TRIM 0.0% -0.5% 0.0 248 -51,030 5
GGN funds › GAMCO Global Gold Nat Res ADD 0.0% -0.0% 0.0 1,496 +7 2 -32.1%
BDJ funds › BlackRock Enhanced Equity Dividend Trust ADD 0.0% +0.0% 0.0 728 +14 5
QQQX funds › Nuveen NASDAQ 100 Dynamic Overwrite Fund ADD 0.0% +0.0% 0.0 230 +5 5
TY funds › Tri-Continental Corp ADD 0.0% +0.0% 0.0 200 +5 5
STEW funds › SRH Total Return Fund Inc TRIM 0.0% -0.6% 0.0 380 -107,398 5
JCE funds › Nuveen Core Equity Alpha Fund ADD 0.0% +0.0% 0.0 402 +9 5
GAB funds › Gabelli Equity Trust Inc ADD 0.0% -0.0% 0.0 1,127 +29 5
ASG funds › Liberty All Star Growth Fund Inc ADD 0.0% +0.0% 0.0 1,151 +24 5
USA funds › Liberty All Star Equity Fund ADD 0.0% -0.0% 0.0 894 +23 5
EDD funds › Morgan Stanley Emerging Mkts TRIM 0.0% -0.2% 0.0 739 -135,845 3 -0.0% re-entry
TONTU funds › Graf Global Corp NEW 0.0% +0.0% 0.0 10,000 +10,000 1
CUSIP:G9582G112 funds › Viking Acquisition Corp I NEW 0.0% +0.0% 0.0 4,000 +4,000 1
ZTR funds › Virtus Total Return Fund Inc. ADD 0.0% -0.0% 0.0 468 +11 5
SPCX funds › Space Exploration Techn Corp NEW 0.0% +0.0% 0.0 17 +17 1 -90.9%
NXDT funds › Nexpoint Diversified Rel Et HOLD 0.0% +0.0% 0.0 285 +0 3 +109.5% re-entry
BSMQ funds › Invesco Exch Trd SLF IDX Fd EXIT 0.0% -0.8% 0.0 0 -98,083 0 -37.4%
BSMR funds › Invesco Exch Trd SLF IDX Fd EXIT 0.0% -0.8% 0.0 0 -96,212 0 -39.8%
EUM funds › Proshares Tr EXIT 0.0% -0.0% 0.0 0 -3,245 0 -65.4%
PFIX funds › Simplify Exchange Traded Fun EXIT 0.0% -1.8% 0.0 0 -117,701 0 +68.1% re-entry
CUSIP:59318B108 funds › MFS Investment Grade Municipal Trust EXIT 0.0% -0.1% 0.0 0 -23,409 0
CUSIP:74623V111 funds › Purecycle Technologies Inc EXIT 0.0% -0.0% 0.0 0 -5,457 0
ANGX funds › Angel Studios Inc EXIT 0.0% -0.0% 0.0 0 -5,699 0 -114.2%
CUSIP:59318D104 funds › MFS High Income Mun Tr EXIT 0.0% -0.1% 0.0 0 -88,443 0
SDS funds › ProShares UltraShort S&P500 EXIT 0.0% -2.8% 0.0 0 -108,584 0 -85.4%
EMD funds › Western Asset Emerging Mkts EXIT 0.0% -0.2% 0.0 0 -68,384 0 -7.8%
CUSIP:G73944111 funds › Real Asset Acquisition EXIT 0.0% -0.0% 0.0 0 -4,166 0
SPXX funds › Nuveen S&P 500 Dynamic Overw EXIT 0.0% -0.8% 0.0 0 -149,092 0 -31.9%
QID funds › ProShares TR EXIT 0.0% -0.9% 0.0 0 -116,263 0 -112.4% re-entry
OXLC funds › Oxford Lane Cap Corp EXIT 0.0% -0.7% 0.0 0 -222,539 0 -52.7%
FUMB funds › First Trust Ultra Short Duration Municipal EXIT 0.0% -0.7% 0.0 0 -109,973 0 -37.9%
EDF funds › Virtus Stone HBR Emrg Mkts I EXIT 0.0% -0.0% 0.0 0 -6,614 0
PVI funds › Invesco Exch Traded Fd Tr II EXIT 0.0% -0.4% 0.0 0 -49,141 0 -36.8%
SJB funds › ProShares TR EXIT 0.0% -4.2% 0.0 0 -796,652 0 -34.1% re-entry
DUST funds › Direxion Shares ETF Tr EXIT 0.0% -1.0% 0.0 0 -58,011 0 +15.4%

Point-in-time history

Each row is this fund as of that period, not as of today — what the scoring for that quarter actually saw.
PeriodAUM ($M)Positions TurnoverTop-10 wtHerfindahl Quality Q Skill Universe
2026Q2 326 129 0.29 50% 0.035 0.121 in
2026Q1 294 115 0.36 54% 0.043 0.090 in
2025Q4 296 107 0.31 53% 0.039 0.094 in
2025Q3 292 104 0.24 50% 0.041 0.147 in
2025Q2 280 108 0.25 55% 0.047 0.181 entered
2025Q1 294 128 0.00 52% 0.042 0.000 out
Long US-equity 13F disclosures only · up to 45-day reporting lag · sells = reduce/avoid, not short. JSON: /api/signals · /api/funds · /api/status